Name of Futures Company: Guotai Junan Futures Co., Ltd. Time Event Short Name Event Content (within 200 words) 2000-04-06 The company was established and approved by Shanghai Administration for Industry and Commerce 2006-08- 15. The equity transfer agreement of PUFA Futures was signed by Guotai Junan Securities and the original shareholders of PUFA Futures, and the original three shareholders of PUFA Futures transferred all their shares to Guotai Junan Securities. 2006- 10-24 Name Change Shanghai Industrial and Commercial Bureau approved that our company was renamed as Guotai Junan Futures Brokerage Co., Ltd. On July 26, 2007, the shareholder change, shareholder capital increase, equity change and capital increase and share expansion of Guotai Junan Futures Company were approved by the CSRC, and the registered capital increased from 654.38 billion yuan to 654.38 billion yuan. Becoming a wholly-owned subsidiary of Guotai on 2008-0 1-28, the name of our company was changed from Guotai Junan Futures Brokerage Co., Ltd. to Guotai Junan Futures Co., Ltd. on 20 10-05-04, and the registered capital of Guotai Junan Futures Company was changed from1600,000 yuan to 300 million yuan with the approval of the CSRC. 20 10-08-25 the change of registered capital of Guotai junan futures company was approved by the CSRC, and the registered capital was changed from 300 million yuan to 500 million yuan.