Bosera Value Growth Securities Investment Fund (hereinafter referred to as "the Fund") was approved for public offering by China Securities Regulatory Commission in the Reply on Agreeing to Establish Bosera Value Growth Securities Investment Fund (the approval date was August 26th, 2002). The fund contract of the Fund came into effect on June 9, 2002. This fund is a contractual open-end fund.
I. Important tips
Bosera Fund Management Co., Ltd. (hereinafter referred to as "the fund manager" or "the manager") guarantees the truthfulness, accuracy and completeness of the prospectus. This prospectus has been approved by the China Securities Regulatory Commission, but the approval of the China Securities Regulatory Commission to raise this fund does not mean that it makes substantive judgments or guarantees on the value and income of this fund, nor does it mean that there is no risk in investing in this fund.
Investment is risky. Investors should read this prospectus carefully when purchasing funds.
The past performance of the fund cannot predict its future performance.
When the investor redeems, the income may be higher or lower than the amount paid by the investor before. If you have any questions about this prospectus, you should seek independent and professional financial advice.
The prospectus of this fund shall be updated every six months from the effective date of the fund contract, and shall be announced within 45 days after the end of every six months. The updated content should be 1 day at the end of every six months.
The deadline for the contents contained in this prospectus (updated) is June 9, 2009 10, and the deadline for the relevant financial data and net worth performance is September 30, 2009 (the financial data has not been audited).
Special note: remind investors to correctly understand the value growth line.
Value growth line and fund share net value are two different concepts.
The net asset value of open-end funds is the pricing basis for investors to purchase and redeem fund shares, and the value growth line is the risk control goal set by fund managers to restrain their own investment risks. The value growth line is not the actual net value of fund shares, but the value level that fund managers strive to ensure.
The value growth line is not a promise to guarantee income.
The value growth line is neither the actual income of fund investors nor the guaranteed income commitment of fund managers, but the value level that fund managers strive to ensure. There is a high probability that the net value of fund shares will be above the value growth line, but the risk of small probability events cannot be completely ruled out, that is, the possibility that the net value of fund shares will fall below the value growth line.
3. Disclosure of financial technology risks
The Fund adopts the financial engineering technology of portfolio insurance and risk budget management (VaR) in investment management and risk management. After strict process control, there is still no guarantee that the net value of fund shares will not fall below the value growth line at any time.
The value growth line is the standard for fund managers to suspend the provision of fund management fees.
The fund manager promises to suspend the provision of fund management fees during the period when the net value of fund shares falls below the level of value growth line.
5. Disclosure of value growth line
The value of the value growth line is calculated by the fund manager and released by the fund manager after being reviewed by the fund custodian.
The fund custodian is a commercial bank independent of the fund manager and approved by the People's Bank of China and the China Securities Regulatory Commission. The net asset value of the fund share is calculated by the fund manager, reviewed by the fund custodian and publicly released by the fund manager; At the same time, according to the characteristics of fund products, in order to ensure the accuracy and fairness of the calculation of the value growth line, the value of the value growth line calculated by the fund manager is also verified by the fund custodian, and the fund manager will announce it together with the net value of the fund share.
6. Calculation method of value growth line
The fund manager clearly announced the calculation method of the value growth line in the fund contract. Because the calculation method is simple and transparent, investors can make their own calculations and check with the published values at any time.
In particular, the value growth line is adjusted periodically (every 180 days according to the calendar). Within the first calendar day (the first period) 180 days from the fund's opening date, the value of the value growth line is set at a fixed value of 0.900 yuan; After the end of the first period, that is, from 18 1 day on the calendar day, the Fund will start to calculate regularly according to the published value growth line calculation formula.
7. Error handling of value growth line calculation.
When the calculation error of the value growth line is clearly the responsibility of the fund manager, the fund manager promises to adopt the most favorable result (generally the maximum value) for the fund share holders and announce it to the public.
First, the fund manager
Bosera fund management co., ltd
Second, the fund custodian
China Construction Bank Co., Ltd. (China Construction Bank for short)
Three. Related service organizations
(1) Fund share sales organization
Direct selling organization: Bosera Fund Management Co., Ltd.
4. Agency:
(1) China Construction Bank Company Limited
(2) Bank of Communications Limited by Share Ltd
(3) China Merchants Bank Limited
(4) China CITIC Bank Corporation Limited
(5) Shenzhen Development Bank Limited by Share Ltd.
(6) Industrial and Commercial Bank of China Limited by Share Ltd.
(7) Agricultural Bank of China
shanghai pudong development bank
Bank of Beijing Limited.
(10) China everbright bank
(1 1) Huaxia Bank Co., Ltd.
(12) Guangdong Development Bank
(13) China Minsheng Bank Corporation Limited
(14) Zheshang Bank Co., Ltd.
(15) Shanghai Rural Commercial Bank
(16) Bank of Ningbo limited
(17) Bank of Nanjing Limited
(18) Bank of Dongguan Limited
(19) Guotai junan securities co., ltd
(20) CITIC Jiantou Securities Co., Ltd.
(2 1) Guo Xin Securities Company
China Merchants Securities Company Limited
(23) Guangfa Securities Co., Ltd
(24) CITIC Securities Co., Ltd
China galaxy Securities Co., Ltd.
Haitong Securities Co. Ltd.
(27) United Securities Limited Liability Company
Shen Yin Wanguo Securities Co., Ltd.
Industrial securities co., ltd
(30) changjiang securities Limited by Share Ltd.
(3 1) Essence Securities Co., Ltd.
32 CITIC Jintong Securities Co., Ltd.
Cai Xiang Securities Co. Ltd.
Bohai Securities Co. Ltd.
Huatai securities company limited
Citic wantong Securities Co. Ltd.
(37) soochow securities Limited Liability Company
Orient securities limited liability company.
Great Wall Securities Company Limited
Everbright Securities Limited Liability Company
(4 1) Guangzhou Securities Co., Ltd.
Nanjing Securities Company Limited
Datong securities broker co., ltd
Guolian securities co., ltd
Zheshang Securities Co., Ltd.
Ping An Securities Co., Ltd.
Huaan Securities Co., Ltd.
Guohai Securities Co., Ltd.
Dongguan securities co., ltd
50 Guo Sheng Securities Co., Ltd.
(5 1) Huaxi Securities Co., Ltd.
52 Century Securities Co., Ltd.
53 Jiangnan Securities Co., Ltd.
54 Hualin Securities Co., Ltd.
Caitong securities brokerage co., ltd.
Central china securities limited liability company.
Hualong securities co., ltd
Wanlian securities co., ltd
Hengtai Securities Co., Ltd.
Guoyuan securities co., ltd
(6 1) China Yin Jian Investment Securities Co., Ltd.
China International Capital Corporation Limited (62)
BOC International Securities Co., Ltd.
Xintai securities co., ltd
Jianghai securities limited liability company.
Huabao securities brokerage co., ltd.
Xiamen Securities Limited Liability Company
Qilu securities co., ltd
Tian Xiang Investment Consultant Co., Ltd.
Hongyuan securities co., ltd
(7 1) UBS Securities Co., Ltd.
(72) zhongshan securities Limited Liability Company
2. Stock portfolio level.
The Fund takes the weighted index of A-share tradable shares in the whole market as the market benchmark index, adopts the industry/style structure to construct the stock portfolio, and takes the weight of the market benchmark index of a single industry/style as the starting point for consideration; In order to enhance the expected return of the stock portfolio, the fund will determine the proportion of a single industry or style in the stock portfolio that deviates from its market benchmark index weight through a combination of top-down and bottom-up analysis methods; In order to control the tracking error between the stock portfolio and the market benchmark index, the Fund will limit the degree to which a single industry or style portfolio deviates from its market benchmark index weight.
3. The level of stock selection.
The Fund will select listed stocks with good liquidity in the A-share market as the scope of stock selection, select high-quality value companies and high-quality growth companies according to the division standards of high quality, value and growth, and then actively determine the final choice according to factors such as competitiveness, valuation comparison and market trend.
In terms of bond investment, the bonds that the Fund can invest in include government bonds, financial bonds and corporate bonds (including convertible bonds). The Fund will make the best asset allocation and risk control according to the change of interest rate term structure. In the choice of national debt, the Fund focuses on the interest rate risk and liquidity risk contained in national debt, and pays attention to the investor structure, and constructs the national debt portfolio with the optimal term structure according to the interest rate forecast model; When selecting financial bonds and corporate bonds, the Fund focuses on analyzing the market risk of bonds and the credit quality of issuers. Credit quality mainly examines the financial structure security and historical default/guarantee records of issuers and guarantee institutions. The investment of convertible bonds combines the judgment of the trend of bonds and stocks to capture their arbitrage opportunities.
X. performance benchmarks
From the establishment date of the Fund to August 3, 20081day, the performance benchmark of the Fund is that the fund manager has created a non-negative growth trajectory of safety income with time through his own investment management and risk management, which is referred to as the value growth line for short.
In order to make the performance of the Fund more comparable to its performance benchmark, the Company reached an agreement with the fund custodian, China Construction Bank Co., Ltd., and reported it to the China Securities Regulatory Commission for the record. Since September 1 day, 2008, the performance benchmark of the Fund has been changed to: 70%× Shanghai and Shenzhen 300 Index Yield +30%× China Bond Index Yield.
In the future, if there is a more representative investment benchmark or a more scientific compound index weight ratio in the market, the fund manager can adjust or change the investment benchmark after consulting with the fund custodian.
XI。 Risk-return characteristics of funds
The Fund belongs to the medium-risk variety of securities investment funds, and takes the maximization of expected return under risk constraints as the core, and pursues the goal of lower bound of downside risk and upper bound of upside return in the income structure.
Twelve. Fund portfolio report
The board of directors and directors of Bosera Fund Manager guarantee that there are no false records, misleading statements or major omissions in the information contained in this report, and bear individual and joint responsibilities for the authenticity, accuracy and completeness of its contents.
According to the provisions of the fund contract, the fund custodian rechecked the net performance and portfolio report in this report to ensure that there were no false records, misleading statements or major omissions in the rechecked contents.
As of September 30, 2009, the data contained in this portfolio report have not been audited.
Thirteen. Performance of the fund
The fund manager manages and uses the fund property in accordance with the principles of due diligence, honesty and credit, prudence and diligence, but does not guarantee a certain profit or minimum income of the fund. The past performance of the Fund does not represent its future performance. Investment is risky, and investors should read the prospectus carefully before making an investment decision.
The growth rate of fund share net value in each complete fiscal year since the effective date of the fund contract and its comparison with the benchmark return rate of performance in the same period.
Fourteen Overview of fund expenditure
(1) Expenses related to fund operation
Fund manager's management fee.
The management fee of the fund manager is accrued at the annual rate of 65438+ 0.5% of the net asset value of the previous day.
4. Custody fee of the fund custodian.
The custodian fee of the fund custodian is 2.5% of the net asset value of the previous day. Accrued annual interest rate.
3. Other expenses.
Other expenses related to the operation of the fund, such as securities trading expenses related to the fund after the fund contract comes into effect, fund share holders' meeting expenses, accountants' fees and lawyers' fees, statutory information disclosure expenses, etc., are included in the current fund expenses according to the actual amount of expenses incurred in accordance with the provisions of relevant laws and regulations, fund contracts and corresponding agreements.
(2) Expenses related to fund sales
1. Subscription fee
Subscription rate of the Fund:
Funds are divided into front-end and back-end charging modes, and investors can choose by themselves.
The front-end subscription fee of the Fund adopts the proportional rate according to the subscription amount. If the single subscription amount exceeds RMB 654.38+0,000,000 (including RMB 654.38+0,000,000), it will be collected uniformly, and the subscription fee will be RMB 654.38+0,000.
The rate table is as follows:
For investors who have purchased the Fund and become fund holders during the subscription period, they are not limited by 50,000 yuan, and enjoy the subscription rate of 1.5% for each subscription.
For investors whose single subscription amount is less than 50,000 yuan, but the fund balance in the investor's trading account on the day of subscription application × the net asset value of the fund share on that day+the subscription amount on that day exceeds 50,000 yuan (including 50,000 yuan), the subscription rate is 1.5%.
Subscription fee = subscription amount × subscription rate /( 1+ subscription rate), rounded to the third decimal place.
The back-end charging business model of the fund means that investors can pay the subscription fee at the time of redemption, instead of paying the subscription fee at the beginning. The longer they hold the fund, the lower the subscription rate until it is zero. The rate table is as follows:
Back-end subscription fee = redemption share × net value of fund share on the day of subscription × applicable back-end subscription rate, rounded to the third place after decimal point.
The calculation base of the back-end subscription fee is the subscription amount required for the redeemed fund share at the time of the first subscription, which is specifically expressed as: the total amount of original subscription funds for the redeemed share × the corresponding rate of the share.
The subscription fee of the Fund shall be borne by the subscriber and shall not be included in the assets of the Fund. The subscription fee shall be used for the marketing and sales of the fund.
4. Redemption fee.
Fund redemption rate:
Redemption fee = net fund share × redemption rate × redemption share, rounded to the third place after the decimal point.
The redemption fee of the Fund shall be borne by the fund share redeemer. 25% of the redemption fee belongs to the fund assets, and the rest is used to pay the registration fee and other necessary handling fees.
3. Processing cost
The fund conversion fee consists of subscription fee and redemption fee. The specific charge depends on the difference between the subscription rate and redemption rate of the two funds at each conversion. The fund conversion fee shall be borne by the fund share holders. Among them, 25% of the redemption fee is included in the fund assets.
(1) redemption fee
According to the redemption rate applicable to each transferred-out fund share on the conversion application date, the redemption fee of the transferred-out fund on the conversion application date is calculated; Based on the redemption rate applicable to the zero holding time of the transferred fund, the redemption fee of the same amount transferred to the fund on the conversion application date is calculated. If the redemption fee of the transferred fund is higher than that of the transferred fund, the difference of redemption fee will be charged; If the redemption fee of the transferred fund is not higher than that of the transferred fund, the difference of redemption fee will not be charged.
(2) Expenses incurred by project fund managers and fund custodians due to non-performance or incomplete performance of obligations or loss of fund assets, as well as expenses incurred in handling matters unrelated to fund operation that are not included in fund expenses.
(4) Adjust fund management fees and custody fees.
Fund managers and fund custodians can reduce fund management fees and fund custody fees as appropriate through consultation, without convening a fund share holders' meeting. The fund manager must make an announcement in at least one designated media at least three working days before the implementation date of the new rate.
Fifteen. Description of the updated part of the prospectus
This prospectus updates the original prospectus published by the fund manager on May 23, 2009 (the prospectus for the renewal of Bosera Value Growth Securities Investment Fund) in accordance with People's Republic of China (PRC) Securities Investment Fund Law, Measures for the Administration of Securities Investment Fund Operation, Measures for the Administration of Securities Investment Fund Sales, Measures for the Administration of Securities Investment Fund Information Disclosure and other relevant laws and regulations.
First, in "three". Fund manager ",the basic information of fund manager has been updated;
Two. In "four". Fund custodian ",updated the basic information of fund custodian and the operation of fund custody business;
Three. In "V. Related Service Organizations", the contents of related service organizations have been updated;
4. In "X. Fixed Investment of Funds", important tips were updated;
Verb (abbreviation of verb) is in XI. Fund investment ",updated the contents of the fund portfolio report, and the deadline for data content is September 30, 2009;
The intransitive verb is in "Twelve". Fund performance ",updated the data and table content of" the growth rate of fund share net value since the fund contract came into effect and its comparison with the benchmark return rate of performance in the same period ";
Seven. In "twenty-three. Fund share holders' service ",updated the content of" service for sending holders' transaction data ";
Eight, in the "twenty-four, other matters that should be disclosed", the following matters were disclosed:
(1) On April 16, 2009, the company issued the Announcement of Bosera Fund Management Co., Ltd. on adding Bohai Securities Co., Ltd. and Xiamen Securities Co., Ltd. as consignment agencies;
(2) On April 20th, 2009, the company published the 2009 1 Quarterly Report of Bosera Value Growth Securities Investment Fund;
(3) On May 9, 2009, the company issued the Announcement of Bosera Fund Management Co., Ltd. on Opening Direct Debit Card Online Transaction of China Minsheng Bank;
(IV) On May 8, 2009, the company issued the Announcement of Bosera Fund Management Co., Ltd. on Opening Direct Debit Card Online Transaction of Industrial and Commercial Bank of China;
(V) On May 23, 2009, the company publishedNo. 1 of 2009 "Prospectus for Delayed Recruitment of Bosera Value Growth Securities Investment Fund (Summary)" andNo. 1 of 2009 "Prospectus for Delayed Recruitment of Bosera Value Growth Securities Investment Fund (Text)";
(VI) On June 1 2009, the company issued the Announcement of Bosera Fund Management Co., Ltd. on Opening Regular Fixed Investment Business and Preferential Subscription Rate of China Industrial and Commercial Bank Debit Card Online Direct Transaction;
(VII) On June 6, 2009 16, the company issued the Announcement on Bosera's open-end funds participating in the preferential activities of subscription rate of Shenzhen Development Bank Co., Ltd.;
(VIII) On July 3, 2009, the company issued the Announcement of Bosera Fund Management Co., Ltd. on Adding Huabao Securities Brokerage Co., Ltd. as a consignment agency;
(9) On July 20, 2009, the company issued the Announcement of Bosera Fund Management Co., Ltd. on Opening China Minsheng Bank Debit Card Online Direct Transaction Regular Fixed Investment Business and Preferential Subscription Rate;
(X) On July 2, 20091day, the company announced the second quarter report of Bosera Value Growth Securities Investment Fund in 2009;
(xi) On July 28th, 2009, the company issued the Announcement on Opening One-step Custody of Some Funds of Bosera Fund Management Co., Ltd. in China Industrial and Commercial Bank;
(XII) On July 3, 2009, the company announced the Announcement of Bosera Fund Management Co., Ltd. Participating in the Preferential Activity of Online Banking Subscription Rate of China CITIC Bank Co., Ltd. and the Announcement of Correction of Bosera Fund Management Co., Ltd. on Opening One-step Custody Business for Some of its Funds in Industrial and Commercial Bank of China;
(XIII) On August 4, 2009, the company issued an announcement on the addition of Dongguan Bank Co., Ltd. as a part of the fund consignment agency of Bosera Fund Management Co., Ltd.;
(XIV) On August 8, 2009, the company issued the Announcement of Bosera Fund Management Co., Ltd. on Suspension of Its Funds' Participation in the Quick Redemption Business of the Funds Launched by Bank of Communications Co., Ltd.;
(XV) On August 19, 2009, the company issued the announcement of Bosera Fund Management Co., Ltd. on the addition of Nanjing Bank Co., Ltd. as a consignment agency;
(XVI) On August 24, 2009, the company announced the "Tips of Bosera Fund Management Co., Ltd. on preferential subscription rates for online transactions";
(XVII) On August 27th, 2009, the company announced the semi-annual report of Bosera Value Growth Securities Investment Fund in 2009 (abstract) and the semi-annual report of Bosera Value Growth Securities Investment Fund in 2009 (text);
(XVIII) On August 28th, 2009, the company issued the Announcement of Bosera Fund Management Co., Ltd. on Adding jianghai securities Co., Ltd. as a consignment agency;
(XIX) On September 3, 2009, the company issued the Announcement of Bosera Fund Management Co., Ltd. participating in the preferential activities of online banking subscription rate of China Agricultural Bank Co., Ltd.;
(20) On September 25th, 2009, the company issued the Announcement of Bosera Fund Management Co., Ltd. on Increasing the Value Growth Line of Bosera Value Growth Securities Investment Fund;
Bosera fund management co., ltd
2009165438+123 October < Sup class= Director and Deputy Director of Securities Management Office of Shenzhen Special Economic Zone Branch of China People's Bank, Deputy Director and Deputy Director of Shenzhen Securities Management Office. He is currently the vice chairman and general manager of Bosera Fund Management Co., Ltd. ..
Ms. Yang Jing, Director, Master of Economics, Senior Economist. 65438-0992 entered the securities industry, and served as assistant general manager and vice president of China Merchants Bank (Information Market Forum) Securities Business Department (predecessor of China Merchants Securities). He used to be in charge of brokerage, computer, finance, e-commerce and research of China Merchants Securities. He is currently the vice president of China Merchants Securities, the executive director of the second Council of national debt association of china, and the executive vice president of Shenzhen Securities Association.
Ms. Xia Yongping, Director, Master of Economics, Senior Economist. He has served as the chief clerk, deputy director and director of the Labor Department of the Personnel Department of Agricultural Bank of China, and assistant to the president and vice president of China Great Wall Trust and Investment Company. He is currently the vice chairman of the Trade Union Committee of China Great Wall Asset Management Company.
Mr. Wang Xiaofeng, Director, Bachelor of Economics. He has worked in the Asia-Pacific Economic Research Center of the University of Toronto, JPMorgan Chase Investment Management Research Center (new york headquarters), dearborn Institute of Asian Finance, Pacific World Asset Management Co., Ltd. Asia Pacific, Sun Hung Kai International Co., Ltd. and Jin Xin Trust and Investment Co., Ltd.
Mr. Chen, independent director, senior economist. He has served as Deputy Military Attaché of the Chinese Embassy in Britain, Deputy Secretary-General of the Beijing Institute of International Strategic Studies, former director of the Political System Reform Research Office of the Central Committee of China, general manager of Yalong Bay Development Co., Ltd., and is currently the chairman of Standard International Investment Management Company.
Ms. Zhao Yujiang, Independent Director, Master of Economics. He has been a researcher of the National Economic System Reform Commission, a director of British Gaocheng Securities (Hong Kong) Co., Ltd., the chief representative and managing director of French Societe Generale Securities (Hong Kong) Co., Ltd., and is currently a director and senior investment consultant of Kanglian Mahong (China) Investment Management Co., Ltd.
Mr. Yao Gang, independent director, master of economics, researcher (professor). He has served as an associate researcher at the Institute of Rural Development of China Academy of Social Sciences, deputy general manager of the securities business department of Hainan Huitong International Trust and Investment Company, member of the listing committee of Shenzhen Stock Exchange, and vice president of Shenzhen Securities Dealers Association. He is currently the deputy director of the Economic and Cultural Research Center of China Academy of Social Sciences.
4. members of the fund manager's board of supervisors.
Mr. Wang Jinbao, tutor, master's degree. He used to be the manager of the trading department of Shanghai Sales Department of Guizhou Securities Company, the general manager of Shanghai Macau Road Securities Sales Department of China Merchants Securities Co., Ltd., and now he is the general manager of the securities investment department of China Merchants Securities Co., Ltd.
Mr. Bao, supervisor, bachelor of economics, senior economist. He has served as a deputy manager of the business department of China Agricultural Bank Trust and Investment Company, deputy manager of the trust business department, and general manager of asset protection of China Great Wall Trust and Investment Company. He is currently the director of creditor's rights maintenance division of creditor's rights management department of China Great Wall Asset Management Company.
Mr. Huang Jiahua, supervisor, bachelor of commerce. He has served as credit supervisor of Ego Securities Finance Co., Ltd., marketing consultant of Dunbar (Hong Kong) Co., Ltd., senior investment consultant manager of Swiss Fengtai Private Financial Services Co., Ltd., senior investment planning consultant of Standard Life Asia (Hong Kong) Co., Ltd., executive director and managing director of Sun Hung Kai Excellence Financial Management Co., Ltd., and member of the risk control Committee of the board of directors of Jin Xin Trust and Investment Co., Ltd.
Mr. Yin, supervisor, master. He has served as an assistant researcher at the World Institute of the Central Compilation Bureau; Secretary for Foreign Scientific Research of the Secretariat of the General Office of the Central Compilation Bureau; Director, Publishing Department, Central Compilation Press. 199965438+1October 65438+February joined boss fund management co., ltd. as the human resources manager of the administrative department, and in March 5438+1October 2006, he became the general manager of the administrative human resources department.
[13] Company executives
Mr. Wu, Chairman (same as above)
Mr. Xiao Feng, Vice Chairman and General Manager (same as above)
Mr. James Li, Deputy General Manager. 1988 China People's Bank graduated from graduate department. 1988 worked in the Institute of Finance of the People's Bank of China, and joined China Rural Trust and Investment Company in the same year. 199 1 joined Zheng Da international finance co., ltd, and served as the chief representative of Beijing representative office, general manager of the finance department and assistant to the general manager. 1998 joined boss fund management co., ltd in may as inspector general and manager of the supervision department. From 2000 to 200 1 year, I worked in the London headquarters of Mellon Trust and its subsidiary Newton Fund Management Company. In April of 200 1 year, he returned to Bo as the chief clerk; From February to August 2000, he served as vice president of investment banking department of BOC International Holdings Limited; In June 2000, he joined Bosera Fund Management Co., Ltd. as a researcher in the research department, and since June 2002, he has served as the deputy general manager of the research department. From June 2004 to February 2005, he served as the research director of Morgan Fleming Fund Management Co., Ltd.; In April 2005, he joined Bosera Fund Management Co., Ltd. as the deputy general manager of the research department.
Ms Fang: 65438-0988, Master of Mathematics, Yunnan University, 65438-0999, Master of Economics, Research Institute, Ministry of Finance. 1982-200 1 worked in Yunnan university, the securities department of Hainan trust and investment company, the Haikou sales department of Cai Xiang securities co., ltd. and Beijing q9 quantum software technology company. In March of 20001year, he joined Bosera Fund Management Co., Ltd. as a financial engineer in the financial engineering team. Since July 2004, he has served as deputy general manager of quantitative investment department.
Mr. Shao Kai: I graduated from the University of Reading with a master's degree in 2000. 1997 to 1999 worked in the investment management department of Hebei Economic Development and Investment Company. In August 2000, he joined Bosera Fund Management Co., Ltd. and worked as assistant bond portfolio manager, bond portfolio manager and bond investment manager of fixed income department in the fund management department. Social security bond fund manager; Since May 2005, he has served as deputy general manager of fixed income department and manager of social security bond fund.
There is no close relative relationship between the above-mentioned personnel.
Second, the fund custodian
Overview of fund custodian
China Construction Bank Co., Ltd., formerly known as China Construction Bank, was established in 1954. In September 2004, the former China Construction Bank was reorganized and divided into China Construction Bank Co., Ltd. and China Yin Jian Investment Co., Ltd. China Construction Bank Co., Ltd. inherited the commercial banking business, related assets and liabilities and related rights and obligations of the former China Construction Bank. China Construction Bank provides customers with comprehensive commercial banking products and services. By June 30, 2005, the total assets of China Construction Bank reached 422,465.438 billion yuan, the total loans reached 2,374.4 billion yuan, and the total deposits reached 378,654.38 billion yuan. According to the total assets ranking of Banker magazine as of June 65438+February 3, 20041,China Construction Bank ranked 35th among the global banks. China Construction Bank was selected as "the best bank of the year" in China by Banker magazine in 2005. China Construction Bank won the title of "Best Custody Bank in China" in the "2005 Custody Service Survey of Emerging Markets" sponsored by Global Custodian magazine. China Construction Bank is in a leading position in the domestic banking industry in many products and services, including capital construction loans, housing mortgage loans and bank cards. China Construction Bank has a broad customer base and maintains bank contacts with many large enterprise groups and leading enterprises in China's economic lifeline industries. China Construction Bank has an extensive network in China, with about 65,438+04,250 branches as of June 30, 2005.
The head office of China Construction Bank has a fund custody department, which consists of seven functional departments, namely, comprehensive system department, fund marketing department, asset custody department, QF II custody department, fund accounting department, capital settlement department and supervision and audit department, and has set up four fund custody branches in Beijing, Shanghai, Shenzhen and Liaoning. There are more than 50 employees.